RISK IN FINANCIAL SERVICES

Award In Risk In Financial Services (L3)

Duration

Duration

The Total Qualification Time for this qualification is 183 hours.

Start Dates

Start Dates

Flexible

Fees

Fees

Corporate Packages available.
Refer to IBCM

Delivery

Delivery

Face2Face | Online | Blended

Entry Requirements

Entry Requirements

No formal entry requirements

Student Satisfaction

Student Satisfaction

95% of Our students would recommend IBCM / IBCM Student Survey 2022

Awarding Body

Awarding Body

CISI

UCAS Course Code

UCAS Course Code

N/A

Course Overview

The Risk in Financial Services qualification is a comprehensive global introduction to the major risk areas in financial services. It provides a sound grounding in the principles of the risk management framework and corporate governance and risk oversight. It covers specific techniques used in identifying, reducing and managing operational risk, credit risk, market risk, investment risk, liquidity risk and model risk.

The Risk in Financial Services qualification is aimed at risk teams, compliance teams, branch management, corporate lawyers, finance officers, senior managers of all disciplines and existing and aspiring non-executive directors.

Ofqual approval

Risk in Financial Services is regulated by Ofqual (on its Regulated Qualifications Framework) as the level 3 Award in Risk in Financial Services.  Risk in Financial Services, combined with a regulatory paper, is recognised by Ofqual as the level 3 Certificate in Risk in Financial Services.

Total Qualification Time

The Total Qualification Time for this qualification is 183 hours. “

Key features

  • Covers all key risks in financial services – operational, credit, market, investment and liquidity
  • Globally portable – addresses international issues, reflecting the needs of a worldwide market
  • Addresses techniques used to identify, reduce and manage specific aspects of risk
  • Flexible study options – can be taken as a stand-alone qualification or combined with other units to achieve the full Certificate in Risk in Financial Services or Investment Operations Certificate (IOC)
  • ACSI designatory letters

Syllabus

  1. Principles of Risk Management.
  2. International Risk Regulation
  3. Operational Risk 
  4. Credit Risk
  5. Market Risk 
  6. Investment Risk
  7. Liquidity Risk            
  8. Model Risk
  9. Risk Oversight and Corporate Governance
  10. Enterprise Risk Management (ERM)

“Risk management should be the responsibility of everyone, not just risk managers. The tone

from the top is very important in determining what risk culture permeates an organisation.”

Chua Kim Leng, Executive Director,

Specialist Risk Supervision Department, Monetary Authority of Singapore

Progression

Upon completion of Risk in Financial Services, higher level qualifications to take include:

  • Investment Operations Certificate
  • Diploma in Investment Compliance