Diploma in quality Management

Global financial Compliance

Diploma in quality Management

Duration

Duration

6 months (intensive)/ 9 months

Start Dates

Start Dates

You can apply now for entry in June or October 2023

Fees

Fees

Home: Year 1 fee, £11,100 International: Year 1 fee, £15,000

Attendance

Attendance

Entry Requirements

Entry Requirements

112 UCAS tariff points. GCSE in English Language at Grade C/4.

Student Satisfaction

Student Satisfaction

95% of Our students would recommend IBCM / IBCM Student Survey 2022

Awarding Body

Awarding Body

NCC

UCAS Course Code

UCAS Course Code

N/A

Course Overview

A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component. The Global Financial Compliance qualification addresses techniques used to implement a successful compliance function in a firm. It provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It addresses international issues including the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.

IDEAL FOR

Suitable for all compliance staff and will be especially relevant to Compliance Officers.

Ofqual approval

Global Financial Compliance is regulated by Ofqual (on its Regulated Qualifications Framework) as the level 3 Award in Global Financial Compliance. On the European Qualifications Framework, this equates to a level 4 qualification.

Total Qualification-Time

The Total Qualification Time for this qualification is 102 hours.

Global Financial Compliance, combined with a regulatory paper, is recognised by Ofqual as the level 3 Certificate in Global Financial Compliance. The Total Qualification Time for this qualification is 183 hours.

Key features

  • Specialist qualification – covers all the key aspects of compliance
  • Globally portable – addresses international issues, reflecting the needs of a worldwide market
  • Flexible study options – can be taken as a stand-alone qualification or combined

with other units to achieve the full Certificate in Global Financial Compliance or Investment Operations Certificate (IOC)

  • ACSI designatory letters

“I believe this qualification will go a long way in establishing Compliance as a distinct

functional area within the financial sector. A recognition which is long overdue despite the

accepted importance of the function.”

Waheed Rathore MCSI, Executive Vice President, Group Chief Compliance Officer & MLRO

Risk Management Group, Abu Dhabi Commercial Bank

Syllabus

  1. The International Regulatory Environment
  2. The Compliance function
  3. Managing the risk of financial crime
  4. Ethics, Integrity and Fairness
  5. Governance, Risk management and Compliance

PROGRESSION

Investment Operations Certificate (IOC)

The Global Financial Compliance exam also forms part of the CISI’s globally recognised IOC. Once you have successfully passed the exam you can progress your studies by completing another two units to achieve the full IOC qualification. Visit cisi.org/ioc

Diploma in Investment Compliance

This qualification equips candidates with the knowledge and understanding of the financial services regulatory environment and the confidence to enforce regulatory compliance within their firm.